Measure 3b: Establish and
maintain appropriate legal
authorities
“Establish and maintain adequate legal authorities to
prohibit illegal discharges and enforce the approved Illicit Discharge
Detection and Elimination Program.”
The
Phase I communities have established legal authority using a stormwater
ordinance that prohibits illicit discharges to the drainage network. This
is the most straightforward way to regulate illicit discharges. Other
options are to use plumbing or health codes. However, it is difficult to
modify plumbing codes in North Carolina because they are established by
the state. Using health codes is problematic because they may not provide
protection for non-drinking water.
Before you begin writing the ordinance, decide which of
your departments will be responsible for implementing the IDDE program. As
you make this decision, remember that field staff play a critical role in
the IDDE program as they walk streams, assess outfalls, respond to
complaints and handle enforcement. Tracking and public education are also
important component of the IDDE program. One creative solution to housing
the IDDE program was implemented by Raleigh. In the early 1990s, Raleigh
created a Water Quality Group (WQG) within the Public Works Department to
be responsible for surface water quality across the City and to ensure
compliance with the City’s Phase I permit. Prior to that, various
departments within city government handled water quality issues.
Some key components that should be addressed to ensure
full authority to prevent and correct illicit discharges include the
following:
- Define what is illicit & prohibit illicit discharges
- Provisions for access and inspection
- Require removal of illicit discharges
- Establish enforcement tools
Define what is illicit & prohibit illicit discharges
The ordinance should clearly define illicit discharges
and clearly state that they are prohibited. You can provide a short
definition or a list of specific substances and practices. If you provide
a detailed list, be sure there is a qualifying statement that includes
polluting discharges not specifically listed.
Illicit connections should also be defined to include
pipes, drains, open channels or other conveyances that have the potential
to allow an illicit discharge to enter they storm drain system. The
prohibition of illicit discharges should be made retroactive to include
connections made in the past whether or not the connection was permissible
at the time.
The ordinance should also identify categories of non-stormwater discharges that may be allowable to the
stormwater collection system.
Provisions for access and inspection
The right of access to private property for inspections
is an essential provision. The ordinance should provide for guaranteed
right of entry for routine inspections or to investigate a suspected
discharge. The ordinance should clarify that right of entry applies to all
land uses in the community and that proof of discharge is not required to
obtain entry. It should also state the responsibility of the property
owner to disarm security systems and remove obstructions to safe and easy
access. Enforcement actions should be established for property owners that
refuse access, including the ability to obtain a search warrant through
the court system.
Require removal of illicit discharges
The ordinance needs to require removal of illicit
discharges and set up appropriate timeframes for removal.
Establish enforcement tools
Potential enforcement tools can range from warnings to
criminal prosecution. The choice of enforcement tools should be based on
volume and type of discharge, its impact on water quality and whether it
was intentional or accidental. In addition, it is helpful to spell out the
specific activities that trigger greater enforcement. For more detailed
suggestions about enforcement, see the Center for Watershed
Protection’s Table of IDDE Enforcement Tools.
Example ordinances
Phase II’s have the advantage of numerous example IDDE
ordinances, including:
For more detailed information on this topic, check out
Chapter 4 of the
Center for Watershed Protection IDDE Guidance Manual.
Discharges that may be allowable
to the stormwater collection system
SURFACE WATER
- Diverted stream flows
- Springs
- Flows from riparian habitats and wetlands
GROUND WATER
- Uncontaminated rising ground water
- Uncontaminated ground water
- Uncontaminated pumped ground water
- Foundation and footing drains
- Water from crawl space pumps
- Roof runoff piped to streams
- Infiltration to stormwater collection system
POTABLE WATER (water wasters)
- Discharges from potable water sources
- Irrigation water
- Landscape irrigation
- Lawn watering
- Uncontaminated air conditioning condensation
- Waterline flushing
- Dechlorinated backwash and draining associated with swimming pools
- Street wash water
- Fire fighting emergency activities
- Non-commercial car washing
- Wash water from the cleaning of buildings (interior or exterior?)
- NPDES permitted discharges
Discharges that are not allowable to the stormwater
collection system
- Dumping of oil, anti-freeze, paint, cleaning fluids
- Commercial car wash
- Industrial discharges
- Contaminated foundation drains
- Cooling water unless no chemicals added and has NPDES permit
- Washwater from commercial / industrial activities
- Sanitary sewer discharges
- Septic tank discharges
- Washing machine discharges
- Chlorinated backwash and draining associated with swimming pools
Types of IDDE Enforcement Tools
|
Type of Enforcement Action
|
Description
|
|
Written warning with
voluntary compliance |
- Applies to first time, minor violations
(field staff should have the authority to do this)
|
|
Written
notice of violation ordering compliance |
- Should clearly state description of remedial
measure necessary and time schedule, penalties assessed if it
doesn’t happen, and timeframe for appeal
|
|
Administrative penalties |
- Daily financial penalty imposed by a
responsible department for each day violation remains unfixed
|
|
Civil Penalties |
- Daily financial penalty imposed by judicial
authority for each day violation remains unfixed
|
|
Compensatory action |
- In lieu of enforcement proceedings or
penalties, impose alternative compensatory action, e.g., storm drain
stenciling, etc.
|
|
Criminal Prosecution |
- Applied to intentional and flagrant
violations of ordinance
- Each day discharge continues is typically a
separate offense
- Can result in fines and imprisonment
|
|
Cost of abatement of the
violation / property liens |
- Applies when jurisdiction remedies the
discharge or conducts cleanup, but may also be used to recoup
administrative costs
- May constitute a property lien if not paid
within certain timeframe
|
|
Emergency cease and
desist order |
- Applies when ordinance continues to be
violated
- Requires immediate compliance with ordinance
by halting operations / terminating discharges
- May be a written or verbal order to remove
illicit discharge
|
|
Suspension of water or
sewer service |
- Applied in emergency situations to
immediately discontinue discharge to MS4
- May be applied as enforcement measure when
property owner does not comply / fix the problem in a timely measure
|
|
Stop work order |
- Typically applies to discharges associated
with construction activity
- No further work can be done until compliance
is achieved
|
|